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  1. Complaint
  2. Plaintiff Securities and Exchange Commission's Ex Parte Application For A Temporary Restraining Order, Order to Show Cause Why A Preliminary Injunction Should Not Be Granted And A Permanent Receiver Should Not Be Appointed, And Orders (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting The Destruction of Documents; (4) Granting Expedited Discovery; and (5) Appointing A Temporary Receiver
  3. Plaintiff Securities and Exchange Commission's Memorandum of Points And Authorities In Support of its Ex Parte Application For A Temporary Restraining Order, Order to Show Cause Why A Preliminary Injunction Should Not Be Granted And A Permanent Receiver Should Not Be Appointed, And Orders (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting The Destruction of Documents; (4) Granting Expedited Discovery; and (5) Appointing A Temporary Receiver
  4. Temporary Restraining Order, Order to Show Cause Why A Preliminary Injuction Should Not Be Granted, and Orders (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting the Destruction of Documents; (4) Granting Expedited Discovery; and (5) Appointing a Temporary Receiver
  5. Civil Minutes - Re: Order Regarding Temporary Restraining Order
  6. Stipulation of Defendants and Relief Defendant to Entry of Preliminary Injunction and Continuation of Orders: (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting The Destruction of Documents; and (4) Appointing Receiver
  7. Preliminary Injunction and Orders (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting the Destruction of Documents; (4) and Appointing a Permanent Receiver
  8. Stipulation to Continue Deadline for Submission of Defendants' List of Assets Pursuant to Preliminary Injunction Order (DKT 25)
  9. Order Re: Stipulation to Continue Deadline for Submission of Defendants' List of Assets Pursuant to Preliminary Injunction Order (DKT 25)
  10. Stipulation Regarding Redirection of Website for NTV Financial Group, Inc.
  11. Order Approving Stipulation Regarding Redirection of Website for NTV Financial Group, Inc.
  12. Notice of Disclosure of Defendants Richard V. Nguyen and Mai Do's Assets Pursuant to Preliminary Injunction Order (Dkt.25)
  13. Stipulation To Abandon Fish Tanks and Fish to Richard Nguyen
  14. Opposition to Ex Parte Application and Motion to Amend Preliminary Injunction Order
  15. Declaration of Richard Nguyen in Support of Opposition to Ex Parte
  16. Declaration of Douglas M. Miller in Support of Ex Parte Application to Amend Preliminary Injunction and Continuation of Orders: (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting the Destruction of Documents; And (4) Appointing Receiver
  17. Declaration of Jeffrey Brandlin in Support of Ex Parte Application to Amend Preliminary Injunction and Continuation of Orders: (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting the Destruction of Documents; and (4) Appointing Receiver
  18. Declaration of Jeffrey E. Brandlin in Support of Motion of Receiver, Jeffrey E. Brandlin, for Order in Aid of Receivership
  19. Order Regarding Plaintiff’s Ex Parte Application to Amend Preliminary Injunction and Continuation of Orders: (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting the Destruction of Documents; and (4) Appointing Receiver
  20. Ex Parte Application to Amend Preliminary Injunction and Continuation of Orders: (1) Freezing Assets; (2) Requiring Accountings; (3) Prohibiting the Destruction of Documents; and (4) Appointing Receiver
  21. Memorandum of Points and Authorities in Support of Motion of Receiver, Jeffrey E. Brandlin, for Order in Aid of Receivership
  22. Notice of Motion and Motion of Receiver, Jeffrey E. Brandlin, for Order in Aid of Receivership
  23. Plaintiff Securities and Exchange Commission's Ex Parte Application for Order to Show Cause Why Defendant Richard Vu Nguyen and Relief Defendant Mai Do Should Not Be Held in Civil Contempt and Memorandum of Points and Authorities in Support Thereof
  24. Opposition to Ex Parte Application for an OSC Re: Civil Contempt by Defendants Richard Nguyen and Mai Do
  25. Declaration of Richard Vu Nguyen in Support of Opposition to Ex Parte Application for OSC Re: Civil Contempt
  26. Declaration of Mai Do In Support of Opposition to Ex Parte Application for OSC Re: Civil Contempt
  27. First Status Report of the Receiver
  28. Order Regarding The Receiver's Motions (Dkt Nos. 79, 83)
  29. Notice of Motion and Motion for Order Authorizing the Receiver to: (1) Market the Properties Located At (A) 2101 N. Westwood Ave., Santa Ana, CA 92706, and (B) 2506 Monte Carlo Drive # 3, Santa Ana, CA 92706, for Sale; (2) Establish Sale Procedures; and (3) Engage Broker
  30. Memorandum of Points and Authorities in Support of Motion for Order Authorizing the Receiver to: (1) Market the Properties Located At (A) 2101 N. Westwood Ave., Santa Ana, CA 92706, and (B) 2506 Monte Carlo Drive # 3, Santa Ana, CA 92706, for Sale; (2) Establish Sale Procedures; and (3) Engage Broker; and Declarations of J. Brandlin and P. Seymour in Support
  31. Order Granting Motion for Order Authorizing the Receiver to: (1) Market the Properties Located at (A) 2101 N. Westwood Ave., Santa Ana, CA 92706, and (B) 2506 Monte Carlo Drive # 3, Santa Ana, CA 92706, For Sale; (2) Establish Sale Procedures; and (3) Engage Broker
  32. Motion Of Jeffrey E. Brandlin, Permanent Receiver, For Authority To Commence Litigation To Recover Fraudulent Transfers And Employ Ervin Cohen & Jessup LLP As Special Counsel On A Contingency Basis; Memorandum Of Points And Authorities; Declarations Of Jeffrey E. Brandlin And Byron Z. Moldo
  33. Notice Of Motion Of Jeffrey E. Brandlin, Permanent Receiver, For Authority To Commence Litigation To Recover Fraudulent Transfers And Employ Ervin Cohen & Jessup LLP As Special Counsel On A Contingency Basis
  34. Notice of Opportunity to Overbid on Real Property Located at 2506 Monte Carlo Drive # 3, Santa Ana California
  35. Notice Of Motion And Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Authorizing Sale Of Monte Carlo Drive Property; And (2) Authorizing Payment Of Certain Liens, Claims, Broker's Commission, And Ordinary Costs Of Sale
  36. Memorandum Of Points And Authorities In Support Of Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Authorizing Sale Of Monte Carlo Drive Property; And (2) Authorizing Payment Of Certain Liens, Claims, Broker's Commission, And Ordinary Costs Of Sale Declarations Of J. Brandlin And P. Seymour In Support Thereof
  37. Submission of Fee Statements of (1) Jeffrey Brandlin, Receiver, and Brandlin & Associates, Forensic Accountants, and (2) Smiley Wang-Ekvall, LLP, Counsel to the Receiver
  38. Third Status Report of the Receiver as Required by Local Rule 66-6.1
  39. Order Granting Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1)Authorizing Sale Of Monte Carlo Drive Property; And (2) Authorizing Payment Of Certain Liens, Claims,Broker's Commission, And Ordinary Costs Of Sale
  40. Notice Of Motion And Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Authorizing Sale Of North Westwood Avenue Property; And (2) Authorizing Payment Of Certain Liens, Claims, Broker's Commission, And Ordinary Costs Of Sale
  41. Memorandum Of Points And Authorities In Support Of Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Authorizing Sale Of North Westwood Avenue Property; And (2) Authorizing Payment Of Certain Liens, Claims, Broker's Commission, And Ordinary Costs Of Sale Declarations Of J. Brandlin And P. Seymour In Support Thereof
  42. Order Granting Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Authorizing Sale Of North Westwood Avenue Property; And (2) Authorizing Payment Of Certain Liens, Claims, Broker's Commission, And Ordinary Costs Of Sale
  43. Notice of Opportunity to Overbid on Commercial Real Property Located at 900 W. 17th St., Suite B, Santa Ana, California
  44. Notice Of Motion And Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Authorizing Sale Of Commercial Real Property Located At 900 W. 17th St., Suite B, Santa Ana, California; And (2) Authorizing Payment Of Certain Liens, Claims, Broker's Commission, And Ordinary Costs Of Sale
  45. Memorandum Of Points And Authorities In Support Of Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Authorizing Sale Of Commercial Real Property Located At 900 W. 17th St., Suite B, Santa Ana, California; And (2) Authorizing Payment Of Certain Liens, Claims, Broker's Commission, And Ordinary Costs Of Sale Declarations Of J. Brandlin And B. Rohe In Support Thereof
  46. Fourth Status Report of The Receiver For the Six Month-Period Ending December 2020 as Required By Local Rule 66-6.1
  47. December 2, 2021, Investor Presentation
  48. Fifth Status Report Of The Receiver For The Period From December 2020 Through October 31, 2021
  49. Notice Of Motion And Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Approving Claim Forms; (2) Setting Claims Bar Date; And (3) Establishing Summary Claims Procedures
  50. Memorandum Of Points And Authorities In Support Of Motion Of Receiver, Jeffrey E. Brandlin, For Order: (1) Approving Claim Forms; (2) Setting Claims Bar Date; And (3) Establishing Summary Claims Procedures; Declaration Of J. Brandlin In Support Thereof
  51. First Interim Application For Allowance And Payment Of Fees Of: (1) Jeffrey Brandlin, Receiver, And Brandlin & Associates; And (2) Smiley Wang-Ekvall, LLP
  52. Notice Of Hearing On First Interim Application For Allowance And Payment Of Fees Of: (1) Jeffrey Brandlin, Receiver, And Brandlin & Associates; And (2) Smiley Wang-Ekvall, LLP
  53. Minutes Order - Motion to Establish Claims Procedures and Application for Attorney Fees
  54. Second And Final Application For Allowance And Payment Of Fees Of: (1) Jeffrey Brandlin, Receiver, And Brandlin & Associates; And (2) Smiley Wang-Ekvall, LLP
  55. Notice Of Hearing On Second And Final Application For Allowance And Payment Of Fees Of: (1) Jeffrey Brandlin, Receiver, And Brandlin & Associates; And (2) Smiley Wang-Ekvall, LLP
  56. Notice Of Motion And Motion Of Receiver, Jeffrey E. Brandlin, For Order Authorizing The Receiver To Distribute Funds On Hand Using The Rising Tide Methodology, And For Related Relief
  57. Memorandum Of Points And Authorities In Support Of Motion Of Receiver, Jeffrey E. Brandlin, For Order Authorizing The Receiver To Distribute Funds On Hand Using The Rising Tide Methodology, And For Related Relief; Declaration Of J. Brandlin In Support Thereof
  58. Plaintiff Securities And Exchange Commission’s Notice Of Motion And Motion For Monetary Remedies Against Defendant Richard Vu Nguyen And Relief Defendant Mai Do
  59. Plaintiff Securities And Exchange Commission’s Memorandum Of Points And Authorities In Support Of Its Motion For Monetary Remedies Against Defendant Richard Vu Nguyen And Relief Defendant Mai Do
  60. Declaration Of Court- Appointed Receiver, Jeffrey Brandlin, In Support Of Plaintiff Securities And Exchange Commission’s Motion For Monetary Remedies Against Defendant Richard Vu Nguyen And Relief Defendant Mai Do
  61. [Proposed] Final Judgment As To Defendant Richard Vu Nguyen
  62. [Proposed] Final Judgment As To Relief Defendant Mai Do
  63. Minute Order Granting in Part and Denying in Part the Fee Applications and Ordering the Filing of an Amended Motion to Distribute Funds
  64. Final Judgment As To Defendant Richard Vu Nguyen
  65. Final Judgment As To Relief Defendant Mai Do
  66. Notice Of Amended Motion And Amended Motion Of Receiver For Order Authorizing The Receiver To Distribute Funds On Hand And For Related Relief
  67. Memorandum Of Points And Authorities In Support Of Amended Motion Of Receiver For Order Authorizing The Receiver To Distribute Funds On Hand And For Related Relief; Declarations Of Jeffrey Brandlin And Kyra Andrassy In Support Thereof
  68. Supplement To Memorandum Of Points And Authorities In Support Of Amended Motion Of Receiver For Order Authorizing The Receiver To Distribute Funds On Hand And For Related Relief To Advise Court Of Potential Adjustment To A Claim
  69. Request For Decision On Amended Motion Of Receiver For Order Authorizing The Receiver To Distribute Funds On Hand And For Related Relief
  70. Order Granting Amended Motion Of Receiver For Order Authorizing The Receiver To Distribute Funds On Hand And For Related Relief